Principal Auditor- Financial Risk USA-NY-New York - SANS Consulting Services, Inc. , EQUITIES, REGULATORY, COMPLIANCE, FINANCIAL RISK. Detailed Info: Key Responsibilities Execute audit... Environment: Knowledge and experience of financial services, particularly institutional trading (Equities), and the operational requirements and regulatory environment of a US broker-dealer. Knowledge More ... Seen at SANS Consulting Services, Inc. 2254 days ago